DFX Intelligence
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F••••••• S•••••••• K•••••
As of · the IAPD feed; also filed as F••••••• K••••••••• K•••••
- At current firm
- 3 y
- In the industry
- 12 y
- Prior registered firms
- 1
- Signals
- 1
since Jan 4, 2023
As of · the IAPD feed; also filed as F••••••• K••••••••• K•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 4, 2023 · Sandy Springs, Ga
- W•••• F•••• A••••••• wirehouseJan 5, 2015 to May 6, 2022 · Suwanee, Ga
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••left May 6, 2022, registered Jan 4, 2023 (243 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedMay 6, 2022 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address