DFX Intelligence
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Registered advisor
J••••• G•••••••
Feed of 09/14/2026
At current firm
0 y
since Jan 29, 2026
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 29, 2026 · Mount Sinai, Ny
- L•• F•••••••• L•• BD affiliatedNov 3, 2025 to Jan 22, 2026 · Melville, Ny
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Nov 4, 2025 · Centereach, Ny
- F••••••• P••••••• A•• W•••••••• A••••••• formerOct 12, 2024 to Mar 31, 2025 · Lake Grove, Ny
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C•••••• S••••• • C••• I•••left Jan 22, 2026, registered Jan 29, 2026 (7 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to L•• F•••••••• L••left Nov 4, 2025, registered Nov 3, 2025 (-1 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJan 22, 2026 · Advisor changed firm · fact
- ••• LockedNov 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address