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Feed of 09/14/2026
Also filed as M•••• N••••• K••••••••• K•••••
At current firm
4 y
since May 18, 2022
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 18, 2022 · Marlton, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 4, 2022 to Apr 27, 2022 · Philadelphia, Pa
- M••••• S•••••• wirehouseMar 1, 2016 to Dec 17, 2021 · Lawrenceville, Nj
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to M••••• S••••••left Apr 27, 2022, registered May 18, 2022 (21 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Dec 17, 2021, registered Feb 4, 2022 (49 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedApr 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address