DFX Intelligence
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M•••• S•••••
As of · the IAPD feed; also filed as M•••• S•••••
- At current firm
- 8 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 0
since Jul 13, 2018
As of · the IAPD feed; also filed as M•••• S•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Jul 13, 2018 · Virginia Beach, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedJan 17, 2017 to Mar 5, 2018 · Chesapeake, Va
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address