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E•••• A•••••••• K•••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· The Woodlands, TxIAPD 6610102
As of · the IAPD feed
- At current firm
- 7 y
- In the industry
- 20 y
- Prior registered firms
- 1
- Signals
- 0
since Jul 7, 2019
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 7, 2019 · The Woodlands, Tx
- E••••• J•••• national BDSep 9, 2016 to Jun 6, 2019 · The Woodlands, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 6, 2019, registered Jul 7, 2019 (31 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address