DFX Intelligence
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C••••••• E•••••••• B•••••••••
As of · the IAPD feed; also filed as C••••••• E•••••••• M••••••
- At current firm
- 3 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 0
since Oct 11, 2022
As of · the IAPD feed; also filed as C••••••• E•••••••• M••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 11, 2022 · Houston, Tx
- E•••••• C•••••• M••••••••• L•• formerJun 2, 2017 to Oct 14, 2022 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Oct 14, 2022, registered Oct 11, 2022 (-3 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address