DFX Intelligence
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Registered advisor
B•••• T••••• D•••
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Dec 20, 2023
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Dec 20, 2023 · Dayton, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 17, 2021 to Dec 15, 2023 · Dayton, Oh
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to E•••••• A••••••• G••••• L••left Dec 15, 2023, registered Dec 20, 2023 (5 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedDec 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address