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Registered advisor
J•••• C••••••••• L••
Feed of 09/15/2026
Also filed as J•••• C• L•••••••• C••••••••• L•••••••• C••••••••• L•••••••
At current firm
3 y
since Dec 19, 2022
In the industry
10 y
since Apr 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Dec 19, 2022 · Plano , Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedNov 24, 2017 to Nov 21, 2022 · Houston, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 26, 2016 to Oct 17, 2017 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to J••• M••••• S••••••••• L••left Nov 21, 2022, registered Dec 19, 2022 (28 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• A••••••• L••left Oct 17, 2017, registered Nov 24, 2017 (38 days) · Other
Signals
- ••• LockedNov 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address