DFX Intelligence
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Registered advisor
B•••• E• C•••••
Feed of 09/14/2026
Also filed as B•••• E••••• C•••••••• C••••••••• E• C•••••
At current firm
4 y
since Jun 6, 2022
In the industry
10 y
since May 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jun 6, 2022 · Charleston, Sc
- W•••• F•••• A••••••• wirehouseNov 9, 2018 to Jun 10, 2022 · Charleston, Sc
- U••• B•••••• I••••••••• I••• formerJul 31, 2018 to Oct 25, 2018 · Brentwood, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 13, 2016 to Dec 14, 2017 · Mount Pleasant, Sc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Jun 10, 2022, registered Jun 6, 2022 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••left Oct 25, 2018, registered Nov 9, 2018 (15 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U••• B•••••• I••••••••• I•••left Dec 14, 2017, registered Jul 31, 2018 (229 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJun 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address