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Registered advisor

O•••• R••• S••••••

K••••• A••••••• S•••••••• L••BD affiliatedRockville, Md dual registrantIAPD 6658060

Feed of 09/15/2026

Also filed as O•••• R••• S••••••••• S••••••

At current firm

4 y

since Jun 17, 2022

In the industry

10 y

since May 1, 2016 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

1

current, as an IAR

Firms today

1

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

K••••• A••••••• S•••••••• L•• BD affiliated current
since Jun 17, 2022 · Rockville, Md

F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 27, 2021 to May 8, 2022 · Covington, Ky
M••••• S•••••• wirehouse
Feb 19, 2019 to Sep 22, 2021 · Rockville, Md
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 30, 2017 to Mar 9, 2018 · Hunt Valley, Md

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to K••••• A••••••• S•••••••• L••
left May 8, 2022, registered Jun 17, 2022 (40 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Sep 22, 2021, registered Oct 27, 2021 (35 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Mar 9, 2018, registered Feb 19, 2019 (347 days) · Wirehouse to wirehouse

Signals

••• Locked
May 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address