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Registered advisor
J••••••••• L•• H•••••••••
Feed of 09/14/2026
Also filed as J••••••••• L• H•••••••••
At current firm
5 y
since Sep 3, 2021
In the industry
16 y
since Nov 1, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 3, 2021 · Boston, Ma
- R•••••• J•••• • A••••••••• I••• national BDJul 14, 2020 to May 13, 2021 · Hackensack, Nj
- J••• M••••• S••••••••• L•• wirehouseMay 28, 2019 to Jun 11, 2020 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to J••• M••••• S••••••••• L••left May 13, 2021, registered Sep 3, 2021 (113 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jun 11, 2020, registered Jul 14, 2020 (33 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address