DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
N•••••• H•••••
As of · the IAPD feed
- At current firm
- 7 y
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 29, 2019
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Apr 29, 2019 · Brighton, Co
- E••••• J•••• national BDAug 6, 2018 to Feb 6, 2019 · Littleton, Co
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C•••••• S••••• • C••• I•••left Feb 6, 2019, registered Apr 29, 2019 (82 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address