DFX Intelligence
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Registered advisor
B•••••• L•••••••
Feed of 09/15/2026
Also filed as B•••••• O••••••••• A••••• O••••
At current firm
0 y
since Jan 1, 2026
In the industry
11 y
since Mar 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 1, 2026 · Fallbrook, Ca
- W•••• F•••• A••••••• wirehouseOct 28, 2020 to Mar 9, 2023 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Mar 9, 2023, registered Jan 1, 2026 (1029 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedMar 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address