DFX Intelligence
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Registered advisor
J•••• R• E•••
Feed of 09/14/2026
Also filed as J•••• E••••••••• R••••• E•••
At current firm
1 y
since Nov 25, 2024
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Nov 25, 2024 · Orlando, Fl
- W•••• F•••• A••••••• wirehouseOct 27, 2021 to Nov 29, 2023 · Winter Springs, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••left Nov 29, 2023, registered Nov 25, 2024 (362 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedNov 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address