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Registered advisor
A•••••••• W•••••• H•••
Feed of 09/14/2026
Also filed as A•••••••• W• H•••••••• H••••••••• H•••
At current firm
7 y
since Aug 2, 2019
In the industry
9 y
since Oct 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Aug 2, 2019 · Malvern, Pa
- E•••••••• A•••••••• L•• national BDJan 9, 2017 to Sep 13, 2017 · Bala Cynwyd, Pa
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to V••••••• A•••••••• I•••left Sep 13, 2017, registered Aug 2, 2019 (688 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address