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Registered advisor
M•••••• D•••• K••••••
Feed of 09/15/2026
Also filed as M••• K••••••
At current firm
8 y
since Mar 20, 2018
In the industry
10 y
since Aug 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Mar 20, 2018 · Plano, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 21, 2017 to Mar 5, 2018 · Lehi, Ut
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to F••••• I•••••••••left Mar 5, 2018, registered Mar 20, 2018 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address