DFX Intelligence
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Registered advisor
D••• W•••••
Feed of 09/15/2026
Also filed as D••• W••••••••• T•••• W•••••
At current firm
1 y
since Oct 2, 2024
In the industry
19 y
since Jan 1, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Oct 2, 2024 · Pittsburgh, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 15, 2017 to Oct 1, 2024 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Oct 1, 2024, registered Oct 2, 2024 (1 day) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedOct 1, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address