DFX Intelligence
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Registered advisor
W•••••• A•••••••• L••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as A••• L••••••••• L••••••
At current firm
6 y
since Dec 23, 2019
In the industry
13 y
since Jun 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 3, 2020 · St Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BD currentsince Dec 23, 2019 · St. Petersburg, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 2, 2017 to Oct 7, 2019 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Oct 7, 2019, registered Dec 23, 2019 (77 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address