DFX Intelligence
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Registered advisor
W••• A•••• J••••
Feed of 09/14/2026
Also filed as W••• A•••• J••••••••• J••••
At current firm
1 y
since Dec 3, 2024
In the industry
9 y
since Oct 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Dec 3, 2024 · Irvine, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMay 9, 2017 to Feb 21, 2024 · Arcadia, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to P•••••••• S••••••••• I•••left Feb 21, 2024, registered Dec 3, 2024 (286 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedFeb 21, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address