DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••••••• S•••• W••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J• W••••••
At current firm
2 y
since Aug 2, 2024
In the industry
16 y
since Jul 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Aug 2, 2024 · Troy, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDJun 14, 2019 to Aug 9, 2024 · South Lyon, Mi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••left Aug 9, 2024, registered Aug 2, 2024 (-7 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedAug 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address