DFX Intelligence
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Registered advisor
J•••• C•••••• H•••••
Feed of 09/15/2026
Also filed as J••• H•••••
At current firm
4 y
since May 23, 2022
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince May 23, 2022 · St. Louis, Mo
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 3, 2017 to Jan 21, 2021 · Vienna, Mo
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to E••••• J••••left Jan 21, 2021, registered May 23, 2022 (487 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address