DFX Intelligence
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Registered advisor
B•••• D••••• T••••
Feed of 09/14/2026
Also filed as B•••• T••••••••• D••••• T••••
At current firm
5 y
since Jul 1, 2021
In the industry
9 y
since Nov 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 1, 2021 · Austin, Tx
- C•••••• S••••• • C••• I••• national BDSep 26, 2018 to Oct 11, 2019 · Austin, Tx
- E••••• J•••• national BDMar 24, 2017 to Aug 25, 2017 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to K••••• A••••••• S•••••••• L••left Oct 11, 2019, registered Jul 1, 2021 (629 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to C•••••• S••••• • C••• I•••left Aug 25, 2017, registered Sep 26, 2018 (397 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address