DFX Intelligence
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Registered advisor
J•••• B•••
Feed of 09/14/2026
Also filed as J•••• A••••• B••••••••• B•••
At current firm
4 y
since Jul 6, 2022
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 6, 2022 · St. Louis, Mo
- F••••••• P••••••• A•• W•••••••• A••••••• formerDec 1, 2020 to Oct 4, 2021 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to W•••• F•••• A•••••••left Oct 4, 2021, registered Jul 6, 2022 (275 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address