DFX Intelligence
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G•••• S•••••• C•••
Certified Financial Planner
As of · the IAPD feed; also filed as G•••• S• C••••••••• C•••
- At current firm
- 2 y
- In the industry
- 14 y
- Prior registered firms
- 1
- Signals
- 1
since May 2, 2024
As of · the IAPD feed; also filed as G•••• S• C••••••••• C•••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 2, 2024 · Dallas, Tx
- E••••• J•••• national BDJul 21, 2017 to May 10, 2024 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left May 10, 2024, registered May 2, 2024 (-8 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMay 10, 2024 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address