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V•••••• K•••

Registered advisorat T••••••• I••••••••• M••••••••• I•••Dual registrant· Minneapolis, MnIAPD 6768077
At current firm
2 y
since Oct 27, 2023
In the industry
11 y
Prior registered firms
0
Signals
1
As of · the IAPD feed; also filed as V•••••• C•••••• K••••••••• C• K•••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Outside business and network
what the advisor disclosed on Form U4, and what the public record says each company is
Observed business footprint
  • 6 disclosed outside organisations
  • 2 also disclosed by other registered advisors
  • 1 started or first disclosed in the last 12 months
Why it may matter
  • someExternal business breadthOutside business spans 1 category: operating company.
  • someRecent external activity1 outside activity with a start date in the last 12 months.
  • E••• K• C••••••••• G••••Operating companyrecent
    Employee · since 2026-06-01

    Subrogation property damage recovery service (the advisor's own disclosure)

    Involved with an operating company; started within the last 12 months.

    self-disclosed on Form U4
  • A••••••Insurance
    Agent · since 2024-08-20

    Life Insurance (the advisor's own disclosure)

    An insurance appointment or agency relationship, the most common outside activity among advisors.

    self-disclosed on Form U4
  • M••••• o• O••••Insurance
    Agent · since 2024-08-20

    Life Insurance Company (the advisor's own disclosure)

    An insurance appointment or agency relationship, the most common outside activity among advisors; 1 colleague at the same firm discloses the same entity.

    self-disclosed on Form U4
  • N•••• A•••••••Insurance
    Agent · since 2024-08-20

    Life Insurance Company (the advisor's own disclosure)

    An insurance appointment or agency relationship, the most common outside activity among advisors.

    self-disclosed on Form U4
  • P••••••••• L••• G••••Insurance
    Agent · since 2024-08-20

    Life Insurance Company (the advisor's own disclosure)

    An insurance appointment or agency relationship, the most common outside activity among advisors.

    self-disclosed on Form U4
View all 6 outside organisations
  • T•••••••••Insurance
    Agent · since 2024-08-20

    Life Insurance Company (the advisor's own disclosure)

    An insurance appointment or agency relationship, the most common outside activity among advisors.

    self-disclosed on Form U4
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    • ••• Locked
      Sep 22, 2026 · advisor state registration dropped · fact
    Transition signals

    No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    Broker-dealer affiliated wealth managerderived
    Years in industry
    11derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote