DFX Intelligence
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Feed of 09/14/2026
Also filed as D•••• S• K•••••
At current firm
2 y
since Oct 6, 2023
In the industry
12 y
since Mar 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 6, 2023 · Lutherville, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 14, 2017 to Oct 11, 2023 · Towson, Md
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Oct 11, 2023, registered Oct 6, 2023 (-5 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedOct 11, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address