DFX Intelligence
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Registered advisor
K•••••• M•••• H••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as K••••••• M•••• H••••••••• M•••• B••••••
At current firm
3 y
since Aug 28, 2023
In the industry
11 y
since Apr 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 28, 2023 · Foster City, Ca
- E••••• J•••• national BDNov 11, 2019 to Aug 30, 2023 · Dublin, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Aug 30, 2023, registered Aug 28, 2023 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedAug 30, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address