DFX Intelligence
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Registered advisor
M•••••• C••••••• S•••••••••
Feed of 09/15/2026
Also filed as M•••••• C••••••••• S••••••••• C••••••• C•••••
At current firm
0 y
since Mar 25, 2026
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- V••• F•••••••• A•••••••• I••• BD affiliated currentsince Mar 25, 2026 · Hanover, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 19, 2017 to Mar 28, 2022 · Hunt Valley, Md
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V••• F•••••••• A•••••••• I•••left Mar 28, 2022, registered Mar 25, 2026 (1458 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedMar 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address