DFX Intelligence
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Registered advisor
E••• M•• J•••• D•••••••••
Feed of 09/15/2026
Also filed as E••• J••••••••• M•• J••••
At current firm
6 y
since Mar 11, 2020
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 11, 2020 · Grover Beach, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 22, 2019 to Mar 12, 2020 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Mar 12, 2020, registered Mar 11, 2020 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address