DFX Intelligence
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Team lift-out
10 advisors left M•• I•••••••• S•••••••• L•• for L•• F•••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Scott A Clayton | Chicago, Il | Mar 3, 2020 | Mar 2, 2020 |
| Erin Mae Juley Dahlenburg | Chicago, Il | Mar 12, 2020 | Mar 11, 2020 |
| Joel Alan Rovner | Chicago, Il | Mar 12, 2020 | Mar 12, 2020 |
| Stephenson Paul Juley | Chicago, Il | Mar 12, 2020 | Mar 11, 2020 |
| Steven Robert Herrmann | Chicago, Il | Mar 12, 2020 | Mar 16, 2020 |
| David Charles Steger | Chicago, Il | Mar 13, 2020 | Mar 11, 2020 |
| Geoffrey Charles Steger | Chicago, Il | Mar 13, 2020 | Mar 25, 2020 |
| Maria Irene Jarvis | Chicago, Il | Mar 13, 2020 | Mar 20, 2020 |
| Robert Thomas Weil | Chicago, Il | Mar 13, 2020 | Mar 11, 2020 |
| Todd Avrom Chalem | Chicago, Il | Mar 13, 2020 | Mar 11, 2020 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Mar 3, 2020 to Mar 13, 2020
- Registered next
- Mar 2, 2020 to Mar 25, 2020
- Branch state
- IL
- Cities
- 1, most in Chicago, Il
- Registered there that day
- 3,435 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- Succession by the destination
- none on the tape