DFX Intelligence
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Registered advisor
H•••• M••••••••
Feed of 09/14/2026
Also filed as H•••• P•••• M••••••••
At current firm
3 y
since Apr 7, 2023
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Apr 7, 2023 · Parrish, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 8, 2021 to Feb 21, 2023 · Sarasota, Fl
- W•••• F•••• A••••••• wirehouseSep 9, 2019 to Apr 28, 2021 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• A••••••• L••left Feb 21, 2023, registered Apr 7, 2023 (45 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 28, 2021, registered Jun 8, 2021 (41 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedFeb 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address