DFX Intelligence
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Registered advisor
B•••••• L• D•••••
Feed of 09/14/2026
Also filed as B•••••• D••••••••• L•••• D•••••
At current firm
4 y
since Jan 26, 2022
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 26, 2022 · Lake Grove, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 15, 2019 to Sep 7, 2023 · Smithtown, Ny
- T• A••••••••• I••• formerFeb 15, 2019 to Oct 14, 2022 · Lake Grove, Ny
- M••••• S•••••• wirehouseJan 18, 2018 to Nov 29, 2018 · Melville, Ny
- E•••••••• A•••••••• L•• national BDAug 25, 2017 to Oct 31, 2017 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Feb 15, 2019 (-1337 days) · corporate re-registration, not a move
- M••••• S•••••• to T• A••••••••• I•••left Nov 29, 2018, registered Feb 15, 2019 (78 days) · Other
- E•••••••• A•••••••• L•• to M••••• S••••••left Oct 31, 2017, registered Jan 18, 2018 (79 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address