DFX Intelligence
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Feed of 09/24/2026
Also filed as K•••• J•••• C•••••
At current firm
0 y
since Sep 23, 2026
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• L••• other currentsince Sep 23, 2026 · Nashville, Tn
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 28, 2025 to Jun 26, 2026 · Nashville, Tn
- U•• F•••••••• S••••••• I••• wirehouseJan 3, 2025 to Jul 29, 2025 · Nashville, Tn
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to A••••••••• L•••left Jun 26, 2026, registered Sep 23, 2026 (89 days) · Other
- U•• F•••••••• S••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Jul 29, 2025, registered Aug 28, 2025 (30 days) · Other
Signals
- ••• LockedSep 23, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address