DFX Intelligence
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Registered advisor
B••••••• C•••••• C•••
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Aug 16, 2022
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 16, 2022 · Irving, Tx
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 19, 2019 to Aug 22, 2022 · Ft Worth, Tx
- F•••••••• A••••••• S•••••••• L•• formerFeb 5, 2019 to Jun 25, 2019 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 22, 2022, registered Aug 16, 2022 (-6 days) · Affiliated broker-dealer or bank to another
- F•••••••• A••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 25, 2019, registered Jun 19, 2019 (-6 days) · corporate re-registration, not a move
Signals
- ••• LockedAug 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address