DFX Intelligence
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Feed of 09/14/2026
Also filed as C•••• A•••••• R••
At current firm
0 y
since Mar 23, 2026
In the industry
15 y
since Dec 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Mar 23, 2026 · Deville, La
- E••••• J•••• national BDOct 2, 2017 to Dec 19, 2025 · Deville, La
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• E••••••••• L••left Dec 19, 2025, registered Mar 23, 2026 (94 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedDec 19, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address