DFX Intelligence
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Feed of 09/14/2026
Also filed as R••• E••••• O••••••••• E••••• O••••••
At current firm
6 y
since Feb 18, 2020
In the industry
9 y
since Dec 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Feb 18, 2020 · Crystal Falls, Mi
- U••• B•••••• I••••••••• I••• formerFeb 5, 2019 to Jul 12, 2019 · New Brighton, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDOct 6, 2017 to Nov 8, 2018 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to E••••• J••••left Jul 12, 2019, registered Feb 18, 2020 (221 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to U••• B•••••• I••••••••• I•••left Nov 8, 2018, registered Feb 5, 2019 (89 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 9derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address