DFX Intelligence

RIA Intelligence

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Registered advisor

M•••••• J•••• C•••

C••••••••• F•••••••• N••••••national BDGlenwood Springs, CoIA-onlyIAPD 6850076
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• C•••
At current firm
8 y
since Oct 18, 2017
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
  • R••••••• F•••••••• P••••••• C•••• unclassified
    Sep 18, 2018 to Oct 25, 2024 · Glenwood Spring, Co
Moves
a registration end followed by a registration begin elsewhere
  • R••••••• F•••••••• P••••••• C•••• to no registered destination
    left Oct 25, 2024 · Departure, no registered destination
Signals
  • ••• Locked
    Oct 25, 2024 · Advisor departure · fact
Transition signals

No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
14derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address