DFX Intelligence
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Registered advisor
S•• J••••••••
Feed of 09/15/2026
At current firm
0 y
since Feb 24, 2026
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Feb 24, 2026 · Calabasas, Ca
- K••••• P•••••• W••••• S•••••••• L•• BD affiliatedJan 24, 2020 to Mar 26, 2026 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- K••••• P•••••• W••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Mar 26, 2026, registered Feb 24, 2026 (-30 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address