DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••••• M• E••••••
Feed of 09/14/2026
Also filed as T•••••• M•••••• E••••••
At current firm
4 y
since Jun 3, 2022
In the industry
22 y
since Oct 1, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jun 3, 2022 · Chillocothe, Il
- O•••• W•••••• I••• BD affiliatedJun 2, 2021 to Jun 8, 2022 · Henry, Il
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to E••••• J••••left Jun 8, 2022, registered Jun 3, 2022 (-5 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJun 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address