DFX Intelligence
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Registered advisor
M•••••• J• I••••••••
Feed of 09/15/2026
Also filed as M•••••• J••• I••••••••
At current firm
1 y
since Mar 31, 2025
In the industry
12 y
since Jan 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Paramus, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerSep 8, 2023 to Mar 31, 2025 · Paramus, Nj
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 21, 2019 to Jun 28, 2023 · Pearl River, Ny
- F•••••••• A••••••• S•••••••• L•• formerMay 28, 2019 to Jun 25, 2019 · Pearl River, Ny
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 28, 2023, registered Sep 8, 2023 (72 days) · Affiliated broker-dealer or bank to another
- F•••••••• A••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 25, 2019, registered Jun 21, 2019 (-4 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address