DFX Intelligence
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G••••• K•••• A•••••••
As of · the IAPD feed
- In the industry
- 10 y
- Prior registered firms
- 1
- Signals
- 2
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Registration history
IAPD current and previous registrations
- M••••• A•••• M••••••••• L• independent RIA currentsince Sep 23, 2026 · New York, Ny
- P•••• C•••••• M••••••••• L•• independent RIASep 20, 2018 to Aug 25, 2026 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- P•••• C•••••• M••••••••• L•• to M••••• A•••• M••••••••• L•left Aug 25, 2026, registered Sep 23, 2026 (29 days) · RIA to RIA
Signals
- ••• LockedSep 23, 2026 · Advisor registered · fact
- ••• LockedAug 25, 2026 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address