DFX Intelligence
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Feed of 09/14/2026
Also filed as J•••••• H••••••••• A••••• H•••••
At current firm
3 y
since Apr 20, 2023
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• state registered currentsince Apr 20, 2023 · Gwynn Oak, Md
- M••••• S•••••• wirehouseOct 24, 2019 to May 11, 2023 · Baltimore, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 22, 2018 to Nov 13, 2018 · Hunt Valley, Md
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to I•••••••••left May 11, 2023, registered Apr 20, 2023 (-21 days) · Wirehouse to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Nov 13, 2018, registered Oct 24, 2019 (345 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedMay 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address