DFX Intelligence
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Registered advisor
D••••• P• M••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseThe Woodlands, Txdual registrantIAPD 6899613
Feed of 09/14/2026
Also filed as D•• P•••• M••••••••• P••••• M••••••••• P• M••••••
At current firm
4 y
since Aug 5, 2022
In the industry
11 y
since Apr 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 5, 2022 · The Woodlands, Tx
- E••••• J•••• national BDApr 10, 2018 to Aug 8, 2022 · Spring, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 8, 2022, registered Aug 5, 2022 (-3 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
Signals
- ••• LockedAug 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address