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I••••• M•••••• J••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Rapid City, SdIAPD 6902809
As of · the IAPD feed
- At current firm
- 3 y
- In the industry
- 13 y
- Prior registered firms
- 1
- Signals
- 0
since Jan 3, 2023
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 3, 2023 · Rapid City, Sd
- W•••• F•••• A••••••• wirehouseJun 19, 2018 to Jun 1, 2021 · Rapid City, Sd
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 1, 2021, registered Jan 3, 2023 (581 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address