DFX Intelligence
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Registered advisor
J•••••• P• M••••
Feed of 09/14/2026
Also filed as J••••• P•••• M••••••••• M••••••••• P•••• M••••••••• M••••••••• M••••••••• P• M••••••••• M••••
At current firm
1 y
since Feb 18, 2025
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 18, 2025 · Tempe, Az
- M••••• S•••••• wirehouseApr 26, 2023 to Feb 21, 2025 · Gilbert, Az
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to L•• F•••••••• L••left Feb 21, 2025, registered Feb 18, 2025 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedFeb 21, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address