DFX Intelligence
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Registered advisor
C•••• A•••• N••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C•••• A•••• N••••••••• N••••••
At current firm
6 y
since Jan 16, 2020
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jan 16, 2020 · Newport Beach, Ca
- M••••• S•••••• wirehouseOct 5, 2018 to Jan 21, 2020 · Santa Ana, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••left Jan 21, 2020, registered Jan 16, 2020 (-5 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address