DFX Intelligence
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Registered advisor
N••••• K•• A•••••
Feed of 09/14/2026
Also filed as N••••• K•• B••••••••• K•• T••••••••• A•••••
At current firm
4 y
since Sep 22, 2022
In the industry
13 y
since Jun 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 22, 2022 · Omaha, Ne
- W•••• F•••• A••••••• wirehouseFeb 10, 2022 to Sep 21, 2022 · North Platte, Ne
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Sep 21, 2022, registered Sep 22, 2022 (1 day) · Wirehouse to independent RIA
Signals
- ••• LockedSep 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address