DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••••• A••••• M•••••• F•••••••
Feed of 09/14/2026
Also filed as J•••••• A••••• M•••••• H••••••••• A••••••••• F••••••••• A••••• M•••••• F••••••••• H••••••••• F•••••••
At current firm
3 y
since Jan 4, 2023
In the industry
13 y
since Dec 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jan 4, 2023 · Mckinney, Tx
- W•••• F•••• A••••••• wirehouseJun 6, 2018 to Jan 5, 2023 · Mckinney, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••left Jan 5, 2023, registered Jan 4, 2023 (-1 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJan 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address