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Feed of 09/14/2026
Also filed as C•••••• G• C••••••••• G•••••• C••
At current firm
4 y
since Sep 13, 2022
In the industry
15 y
since Oct 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 13, 2022 · Rochester, Ny
- C••••• I••••••••• A••••••• L•• BD affiliatedMay 9, 2018 to Jan 28, 2021 · Pittsford, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to M••••• S••••••left Jan 28, 2021, registered Sep 13, 2022 (593 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address