DFX Intelligence
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Registered advisor
F•••• H••••••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/15/2026
At current firm
0 y
since Apr 13, 2026
In the industry
13 y
since Apr 1, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 13, 2026 · Barbara, Ca
- W•••• F•••• A••••••• wirehouseJun 29, 2021 to Jul 26, 2021 · St. Louis, Mo
- B•••••••• W•••• L•• formerMar 27, 2018 to Feb 12, 2019 · Santa Barbara, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 26, 2021, registered Apr 13, 2026 (1722 days) · Wirehouse to affiliated broker-dealer or bank
- B•••••••• W•••• L•• to W•••• F•••• A•••••••left Feb 12, 2019, registered Jun 29, 2021 (868 days) · RIA to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address